Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LI Chun Wai

李俊蔚
CE AOL205Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Chun Wai (CE number AOL205) is an individual licensed by the Hong Kong SFC. First licensed on 2007-01-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHSBC Securities Brokers (Asia) Limited
滙豐證券經紀(亞洲)有限公司

Licence Record (8)

2025-05-30 – present Current
HSBC Securities Brokers (Asia) Limited RO
RA 1
2021-11-18 – 2025-05-30
HSBC Securities Brokers (Asia) Limited Rep
RA 1
2016-12-05 – 2021-10-25
BOCI Securities Limited Rep
RA 1 RA 2 RA 4
2009-08-28 – 2016-06-21
UBS Securities Asia Limited Rep
RA 1 RA 2
2009-08-28 – 2016-06-21
UBS Securities Hong Kong Limited Rep
RA 1
2009-08-28 – 2016-06-21
UBS Derivatives Hong Kong Limited Rep
RA 2
2008-09-05 – 2009-08-24
RBS Asia Futures Limited Rep
RA 2
2007-01-25 – 2009-08-24
Credit Agricole Securities (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOL205