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CORNER Andrew Mark Gordon

CE AOK590Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CORNER Andrew Mark Gordon (CE number AOK590) is an individual licensed by the Hong Kong SFC. First licensed on 2007-01-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 7 (Automated trading). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerT.F.S. Derivatives HK Limited

Licence Record (9)

2019-04-08 – present Current
T.F.S. Derivatives HK Limited RO
RA 1
2019-02-08 – 2019-04-08
T.F.S. Derivatives HK Limited Rep
RA 1
2017-07-27 – 2018-11-12
Tullett Prebon (Hong Kong) Limited RO
RA 1 RA 7
2015-07-31 – 2017-07-27
Tullett Prebon (Hong Kong) Limited Rep
RA 1 RA 7
2013-07-02 – 2015-02-11
GFI (HK) Securities L.L.C. Rep
RA 1 RA 7
2010-11-19 – 2013-05-31
ICAP Equities Asia Limited RO
RA 1
2010-08-17 – 2010-11-19
ICAP Equities Asia Limited Rep
RA 1
2008-10-13 – 2010-06-01
SG Asset Finance (Hong Kong) Limited Rep
RA 1
2007-01-17 – 2009-07-31
Newedge Broker Limited Rep
RA 1 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOK590