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GRAY Simon Francis

CE AOB669Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

GRAY Simon Francis (CE number AOB669) is an individual licensed by the Hong Kong SFC. First licensed on 2006-10-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerQantex Capital Markets Limited

Licence Record (10)

2012-03-30 – present Current
Qantex Capital Markets Limited RO
RA 1 RA 2
2010-09-02 – 2012-03-30
Qantex Capital Markets Limited Rep
RA 2
2009-07-20 – 2010-06-12
Macquarie Capital Limited Rep
RA 1
2009-07-20 – 2010-06-12
Macquarie Asia Securities Limited Rep
RA 2
2008-05-21 – 2009-04-16
BNP Paribas Securities (Asia) Limited Rep
RA 1
2008-05-21 – 2009-04-16
Paribas Asia Equity Limited (trading as Paribas) Rep
RA 1
2008-05-21 – 2009-04-16
BNP Paribas Futures (Hong Kong) Limited Rep
RA 2
2006-10-26 – 2008-02-05
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2006-10-26 – 2008-02-05
Merrill Lynch Far East Limited Rep
RA 1
2006-10-26 – 2008-02-05
Merrill Lynch Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOB669