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LIU Hsin Yu Vanessa

劉欣玉
CE ANZ658Licensed IndividualSFO licence active
Official SFC record

LIU Hsin Yu Vanessa (CE number ANZ658) is an individual licensed by the Hong Kong SFC. First licensed on 2006-09-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeLGT Investment Management (Asia) Limited

Licence Record (5)

2019-02-21 – present Current
LGT Investment Management (Asia) Limited Rep
RA 1
2014-05-20 – 2018-10-12
Nomura International (Hong Kong) Limited Rep
RA 1
2010-09-08 – 2013-07-13
Merrill Lynch Far East Limited Rep
RA 2
2006-09-22 – 2013-07-13
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4
2006-09-22 – 2010-09-08
Merrill Lynch Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANZ658