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ZENG Chao

曾超
CE ANZ628Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZENG Chao (CE number ANZ628) is an individual licensed by the Hong Kong SFC. First licensed on 2006-09-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司

Licence Record (6)

2020-07-07 – present Current
GF Securities (Hong Kong) Brokerage Limited RO
RA 1 RA 4
2019-09-17 – 2020-03-31
Orient Securities (Hong Kong) Limited RO
RA 1 RA 4
2019-05-14 – 2019-09-17
Orient Securities (Hong Kong) Limited Rep
RA 1 RA 4
2019-03-01 – 2019-03-11
STAR RIVER SECURITIES LIMITED Rep
RA 1 RA 4
2011-05-11 – 2013-06-22
Nomura International (Hong Kong) Limited Rep
RA 1
2006-09-20 – 2011-01-12
Barclays Capital Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANZ628