CHEUK Siu Yuen, Ferdinand

卓兆源

CE ANT280Licensed IndividualResponsible OfficerSFO licence active

CHEUK Siu Yuen, Ferdinand (CE number ANT280) is an individual licensed by the Hong Kong SFC. First licensed on 2006-08-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司
Responsible Officer	Templeton Asset Management Ltd

Licence Record (11)

2023-11-10 – present Current

Templeton Asset Management Ltd RO

RA 9

2022-07-01 – present Current

Franklin Templeton Investments (Asia) Limited RO

RA 9

2023-08-11 – 2023-11-10

Templeton Asset Management Ltd Rep

RA 9

2020-07-16 – 2022-06-30

Franklin Templeton Investments (Asia) Limited RO

RA 9

2016-10-13 – 2020-07-16

Franklin Templeton Investments (Asia) Limited Rep

RA 9

2011-03-24 – 2016-07-15

HSBC Global Asset Management (Hong Kong) Limited Rep

RA 1 RA 4 RA 9

2011-03-24 – 2011-12-31

Halbis Capital Management (Hong Kong) Limited Rep

RA 1 RA 4 RA 9

2010-03-03 – 2011-01-31

Point72 Hong Kong Limited Rep

RA 9

2006-08-08 – 2009-11-24

Merrill Lynch (Asia Pacific) Limited Rep

RA 1

2006-08-08 – 2009-11-24

Merrill Lynch Far East Limited Rep

RA 1

2006-08-08 – 2009-11-24

Merrill Lynch Futures (Hong Kong) Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANT280