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LI Helen

李愷言
CE ANS159Licensed IndividualExecutive OfficerSFO licence active
Official SFC record

LI Helen (CE number ANS159) is an individual licensed by the Hong Kong SFC. First licensed on 2006-08-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Executive OfficerHongkong and Shanghai Banking Corporation Limited, The
香港上海滙豐銀行有限公司
RepresentativeHSBC Corporate Finance (Hong Kong) Limited

Licence Record (4)

2019-04-03 – present Current
HSBC Corporate Finance (Hong Kong) Limited Rep
RA 6
2015-07-23 – 2018-07-03
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4 RA 6
2015-07-23 – 2018-07-03
Merrill Lynch Far East Limited Rep
RA 1 RA 4 RA 6
2006-08-07 – 2015-04-21
Morgan Stanley Asia Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANS159