HUI Ming Kei

許銘基

CE ANR562Licensed IndividualResponsible OfficerSFO licence active

HUI Ming Kei (CE number ANR562) is an individual licensed by the Hong Kong SFC. First licensed on 2006-09-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Wellington Management Hong Kong Limited 威靈頓管理香港有限公司

Licence Record (10)

2021-10-05 – present Current

Wellington Management Hong Kong Limited RO

RA 1 RA 4

2018-10-24 – 2021-10-05

Wellington Management Hong Kong Limited Rep

RA 1 RA 4

2013-06-24 – 2018-10-05

AXA Investment Managers Asia Limited Rep

RA 1 RA 4

2013-06-24 – 2018-10-05

AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) Rep

RA 1 RA 4

2010-05-10 – 2010-08-07

HSBC Global Asset Management (Hong Kong) Limited Rep

RA 1 RA 4 RA 9

2010-05-10 – 2010-08-07

HSBC Investment Funds (Hong Kong) Limited Rep

RA 1 RA 4 RA 9

2007-12-10 – 2013-05-17

Value Partners Hong Kong Limited Rep

RA 1 RA 4 RA 9

2007-09-28 – 2013-05-17

Value Partners Limited Rep

RA 1 RA 4 RA 9

2006-09-18 – 2007-08-27

Invesco Asset Management Asia Limited Rep

RA 1

2006-09-18 – 2007-08-27

Invesco Hong Kong Limited (trading as Invesco Asia Pacific) Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANR562