Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHUI Heung Chin

徐响前
CE ANQ230Licensed IndividualSFO licence active
Official SFC record

CHUI Heung Chin (CE number ANQ230) is an individual licensed by the Hong Kong SFC. First licensed on 2006-08-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeUpmax Securities Limited
晉億證券有限公司

Licence Record (10)

2025-05-15 – present Current
Upmax Securities Limited Rep
RA 1
2024-09-13 – 2025-05-02
Delta Asia Securities Limited Rep
RA 1
2024-09-13 – 2025-05-02
Delta Asia Financial Futures Limited Rep
RA 2
2023-10-11 – 2024-09-01
Haitong International Securities Company Limited Rep
RA 1 RA 4
2023-10-11 – 2024-09-01
Haitong International Futures Limited Rep
RA 2
2023-07-20 – 2023-09-04
Forthright Securities Company Limited Rep
RA 1 RA 2
2022-09-07 – 2023-07-05
Public Securities Limited Rep
RA 1
2016-09-15 – 2020-10-14
Phillip Securities (Hong Kong) Limited Rep
RA 1 RA 4
2016-09-15 – 2020-10-14
Phillip Commodities (HK) Limited Rep
RA 2
2006-08-04 – 2009-08-06
AIA Wealth Management Company Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANQ230