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Upmax Securities Limited

晉億證券有限公司
CE BJN701Licensed Corporation
Date of licence (SFO)
2017-07-11
Register as of
2026-07-23
Last indexed
2026-07-24 07:05 UTC
Official SFC record

Upmax Securities Limited is a Hong Kong SFC licensed corporation (CE number BJN701). First licensed on 2017-07-11. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2017-07-11
RA 9Asset Management提供資產管理2021-03-08

HKEX Participantships (2)

HKSCC Clearing Participant #B02093 SEHK Participant #02093

Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.

Responsible Officers (4)

CE No.NameChinese
AAD574HUI Hok Suen許學萱
ABF282LAM Tim, Ricky林添
ABF791LEE Sung Yin李崇賢
BAC300LEE Man Yu李敏如

Representatives (6)

CE No.NameChinese
AAD106CHIU Yiu Wah趙耀華
AAE443CHENG Sze Ming, Rebecca鄭詩明
ABF791LEE Sung Yin李崇賢
AGO268CHAN Tung Ching陳冬青
AMB370WONG Yin Kui, Derek黃賢駒
ANQ230CHUI Heung Chin徐响前

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/BJN701