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SHI Jiali

施佳麗
CE ANQ016Licensed IndividualSFO licence active
Official SFC record

SHI Jiali (CE number ANQ016) is an individual licensed by the Hong Kong SFC. First licensed on 2006-07-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeZhongtai International Securities Limited
中泰國際證券有限公司

Licence Record (5)

2017-09-12 – present Current
Zhongtai International Securities Limited Rep
RA 4
2018-10-03 – 2019-12-25
BOCOM International Securities Limited Rep
RA 4
2012-04-26 – 2017-08-19
SDIC Securities (Hong Kong) Limited Rep
RA 4
2008-03-13 – 2011-02-25
Mizuho Securities Asia Limited Rep
RA 1 RA 4
2006-07-04 – 2008-03-08
BOCI Securities Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANQ016