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TANG Yiu Man, Ernest

鄧耀民
CE ANP309Licensed IndividualSFO licence active
Official SFC record

TANG Yiu Man, Ernest (CE number ANP309) is an individual licensed by the Hong Kong SFC. First licensed on 2006-08-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeY-Intercept (Hong Kong) Limited
縱盈資本（香港）有限公司

Licence Record (8)

2025-12-01 – present Current
Y-Intercept (Hong Kong) Limited Rep
RA 9
2020-09-21 – 2025-11-14
CloudAlpha Capital Management Limited Rep
RA 9
2013-02-20 – 2019-09-06
Sanford C. Bernstein (Hong Kong) Limited Rep
RA 1 RA 4
2010-10-21 – 2013-02-10
Mizuho Securities Asia Limited Rep
RA 1
2010-09-10 – 2010-10-15
UOB Kay Hian (Hong Kong) Limited Rep
RA 1
2008-12-04 – 2010-07-12
MainFirst Securities Hong Kong Limited Rep
RA 1
2007-07-30 – 2008-12-03
Evolution Asia Investments Limited Rep
RA 1 RA 4
2006-08-01 – 2007-07-21
Cheetah Investment Management Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANP309