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WU Lap Yee, Letty

胡立怡
CE ANO984Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WU Lap Yee, Letty (CE number ANO984) is an individual licensed by the Hong Kong SFC. First licensed on 2006-07-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerICBC International Capital Limited
工銀國際融資有限公司
RepresentativeICBC International Capital Limited
工銀國際融資有限公司
RepresentativeICBC International Securities Limited
工銀國際證券有限公司

Licence Record (7)

2020-09-01 – present Current
ICBC International Capital Limited RO
RA 6
2020-04-24 – present Current
ICBC International Securities Limited Rep
RA 1
2020-04-16 – present Current
ICBC International Capital Limited Rep
RA 1 RA 4 RA 6
2013-03-12 – 2020-02-07
Guotai Junan Capital Limited RO
RA 6
2010-12-22 – 2013-03-12
Guotai Junan Capital Limited Rep
RA 6
2007-09-05 – 2010-12-03
Optima Capital Limited Rep
RA 1 RA 4 RA 6
2006-07-03 – 2007-09-01
Shang International Finance Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANO984