HON Hau Ngai

韓巧藝

CE ANN416Licensed IndividualResponsible OfficerSFO licence active

HON Hau Ngai (CE number ANN416) is an individual licensed by the Hong Kong SFC. First licensed on 2006-06-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

Roles & Accreditations (3)

Capacity	Company / Institution
Responsible Officer	China Everbright Capital Limited 中國光大融資有限公司
Responsible Officer	China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司
Representative	Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司

Licence Record (9)

2026-06-09 – present Current

China Everbright Capital Limited RO

RA 1 RA 4

2019-06-17 – present Current

China Everbright Securities (HK) Limited RO

RA 1 RA 4 RA 6

2018-12-21 – present Current

Everbright Securities Investment Services (HK) Limited Rep

RA 1 RA 4

2018-12-21 – 2019-06-17

China Everbright Securities (HK) Limited Rep

RA 1 RA 4 RA 6

2015-07-13 – 2018-11-30

BOCOM International (Asia) Limited Rep

RA 1 RA 6

2015-07-13 – 2018-11-30

BOCOM International Securities Limited Rep

RA 1 RA 4

2013-11-01 – 2015-06-09

CLSA Limited Rep

RA 1 RA 4

2013-11-01 – 2015-06-09

CITIC Securities (Hong Kong) Limited Rep

RA 4 RA 6

2006-06-21 – 2013-10-31

CITIC Securities Corporate Finance (HK) Limited Rep

RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANN416