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TSUN Alexander Wing Gey

秦榮基
CE ANM361Licensed IndividualSFO licence active
Official SFC record

TSUN Alexander Wing Gey (CE number ANM361) is an individual licensed by the Hong Kong SFC. First licensed on 2006-06-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeTsun Chi Yuen Securities Company Limited
秦志遠證券有限公司

Licence Record (8)

2023-10-04 – present Current
Tsun Chi Yuen Securities Company Limited Rep
RA 1
2011-06-30 – 2021-10-11
MIB Securities (Hong Kong) Limited RO
RA 1
2010-07-20 – 2011-06-30
MIB Securities (Hong Kong) Limited Rep
RA 1
2010-07-20 – 2021-10-11
MIB Futures (Hong Kong) Limited Rep
RA 2
2009-05-05 – 2010-03-02
GFI (HK) Securities L.L.C. Rep
RA 1
2008-06-24 – 2009-04-17
J.P. Morgan Securities (Far East) Limited Rep
RA 1 RA 4
2008-06-05 – 2009-04-17
J.P. Morgan Broking (Hong Kong) Limited Rep
RA 1 RA 2 RA 4 RA 5
2006-06-09 – 2009-04-17
Bear Stearns Asia Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANM361