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SO Shun Tak

蘇淳德
CE ANJ837Licensed IndividualSFO licence active
Official SFC record

SO Shun Tak (CE number ANJ837) is an individual licensed by the Hong Kong SFC. First licensed on 2006-05-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeChina Universal Asset Management (Hong Kong) Company Limited
匯添富資產管理(香港)有限公司

Licence Record (10)

2016-12-13 – present Current
China Universal Asset Management (Hong Kong) Company Limited Rep
RA 4 RA 9
2014-11-04 – 2016-11-30
China Merchants Securities (HK) Co., Limited Rep
RA 4
2013-05-13 – 2014-10-26
RHB Securities Hong Kong Limited Rep
RA 4
2011-06-21 – 2012-07-04
MUFG Securities Asia Limited Rep
RA 4
2010-09-24 – 2011-06-20
CMB International Securities Limited Rep
RA 1
2010-07-09 – 2010-11-16
CMB International Capital Holdings Corporation Limited Rep
RA 1
2009-07-10 – 2010-06-28
ICBC International Research Limited Rep
RA 4
2009-06-15 – 2009-07-14
ICBC International Securities Limited Rep
RA 1
2007-02-12 – 2009-05-27
ICEA Securities Asia Limited Rep
RA 4
2006-05-15 – 2007-01-29
Kingsway Financial Services Group Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANJ837