Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LEUNG Yee Ming, Luxthew

梁以銘
CE AND667Licensed IndividualSFO licence active
Official SFC record

LEUNG Yee Ming, Luxthew (CE number AND667) is an individual licensed by the Hong Kong SFC. First licensed on 2006-04-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeUBS Securities Asia Limited
RepresentativeUBS Securities Hong Kong Limited

Licence Record (6)

2021-07-26 – present Current
UBS Securities Asia Limited Rep
RA 1 RA 2
2021-07-26 – present Current
UBS Securities Hong Kong Limited Rep
RA 1 RA 2 RA 7
2018-06-11 – 2021-04-28
Citigroup Global Markets Asia Limited Rep
RA 1 RA 2 RA 7
2010-12-06 – 2014-05-26
Morgan Stanley Hong Kong Securities Limited Rep
RA 1 RA 2 RA 7
2006-04-20 – 2014-05-26
Morgan Stanley Asia Limited Rep
RA 1 RA 7
2006-04-20 – 2010-12-06
Morgan Stanley Hong Kong Futures Limited Rep
RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AND667