KWOK Chi Wai

郭志偉

CE ANA838Licensed IndividualResponsible OfficerSFO licence active

KWOK Chi Wai (CE number ANA838) is an individual licensed by the Hong Kong SFC. First licensed on 2006-02-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Bridgeway Prime Shop Fund Management Limited 盛滙商舖基金管理有限公司

Licence Record (12)

2016-11-03 – present Current

Bridgeway Prime Shop Fund Management Limited RO

RA 1 RA 4 RA 9

2016-10-26 – 2016-11-03

Bridgeway Prime Shop Fund Management Limited Rep

RA 1 RA 9

2016-05-31 – 2016-09-30

Founder Asset Management (Hong Kong) Limited RO

RA 9

2016-04-06 – 2016-09-30

Founder Securities (Hong Kong) Limited RO

RA 1

2015-08-13 – 2016-04-06

Founder Securities (Hong Kong) Limited Rep

RA 1

2014-04-30 – 2014-06-30

Core Pacific - Yamaichi Asset Management Limited Rep

RA 9

2013-07-22 – 2014-06-30

Core Pacific - Yamaichi International (H.K.) Limited Rep

RA 1 RA 4

2013-07-22 – 2014-06-30

Core Pacific-Yamaichi Securities (H.K.) Limited Rep

RA 1

2011-03-29 – 2013-06-21

Mizuho Securities Asia Limited Rep

RA 1 RA 4

2010-05-26 – 2011-03-19

KGI Asia Limited Rep

RA 1 RA 4

2009-06-01 – 2010-05-14

JS Cresvale Capital Limited Rep

RA 1

2006-02-15 – 2010-05-14

JS Cresvale Securities International Limited Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANA838