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LEE Wing Sin, Desmond

李永善
CE AMX783Licensed IndividualSFO licence active
Official SFC record

LEE Wing Sin, Desmond (CE number AMX783) is an individual licensed by the Hong Kong SFC. First licensed on 2006-01-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeWellington Management Hong Kong Limited
威靈頓管理香港有限公司

Licence Record (4)

2018-11-05 – present Current
Wellington Management Hong Kong Limited Rep
RA 1 RA 4
2015-01-19 – 2015-12-04
Morgan Stanley Hong Kong Securities Limited Rep
RA 2
2009-08-11 – 2015-12-04
Morgan Stanley Asia Limited Rep
RA 1 RA 4
2006-01-16 – 2007-06-30
UBS Securities Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMX783