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YUNG Yu Ming

翁耀明
CE AMU880Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YUNG Yu Ming (CE number AMU880) is an individual licensed by the Hong Kong SFC. First licensed on 2005-12-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerSimplex Asset Management (HK) Company Limited
先策資產管理(香港)有限公司
RepresentativeSimplex Asset Management (HK) Company Limited
先策資產管理(香港)有限公司

Licence Record (9)

2019-07-03 – present Current
Simplex Asset Management (HK) Company Limited RO
RA 9
2019-04-17 – present Current
Simplex Asset Management (HK) Company Limited Rep
RA 4 RA 9
2017-10-03 – 2019-01-11
Koala Capital Management Limited RO
RA 9
2014-08-07 – 2016-11-19
AP Asset Management (HK) Limited RO
RA 1 RA 9
2014-03-24 – 2014-08-07
AP Asset Management (HK) Limited Rep
RA 1 RA 9
2014-02-11 – 2014-03-11
Silverhorn Investment Advisors Limited Rep
RA 1 RA 4 RA 9
2012-07-25 – 2013-01-24
Nomura International (Hong Kong) Limited Rep
RA 1 RA 2
2006-01-18 – 2012-04-03
UBS Asset Management (Hong Kong) Limited RO
RA 4 RA 9
2005-12-09 – 2006-01-18
UBS Asset Management (Hong Kong) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMU880