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CHAU Chun Yiu

周振堯
CE AMU492Licensed IndividualSFO licence active
Official SFC record

CHAU Chun Yiu (CE number AMU492) is an individual licensed by the Hong Kong SFC. First licensed on 2005-12-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHSBC Securities Brokers (Asia) Limited
滙豐證券經紀(亞洲)有限公司

Licence Record (8)

2014-09-23 – present Current
HSBC Securities Brokers (Asia) Limited Rep
RA 1
2009-08-17 – 2010-03-06
FUZE SECURITIES (INTERNATIONAL) LIMITED Rep
RA 1
2008-04-10 – 2010-08-20
Merrill Lynch Futures (Hong Kong) Limited Rep
RA 2
2008-03-14 – 2014-08-08
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2008-03-14 – 2014-08-08
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2007-10-29 – 2008-03-01
BOCI Securities Limited Rep
RA 1 RA 4
2005-12-12 – 2007-06-30
Phillip Securities (Hong Kong) Limited Rep
RA 1 RA 4
2005-12-12 – 2007-06-30
Phillip Commodities (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMU492