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TSANG Chun Man

曾晉文
CE AMU470Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSANG Chun Man (CE number AMU470) is an individual licensed by the Hong Kong SFC. First licensed on 2006-01-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGreat Bay Securities Limited
大灣區深港證券有限公司

Licence Record (19)

2022-10-05 – present Current
Great Bay Securities Limited RO
RA 1 RA 4 RA 9
2022-06-09 – 2022-10-05
Great Bay Securities Limited Rep
RA 1 RA 4
2021-06-25 – 2022-02-11
Kirin Securities Limited RO
RA 1 RA 4
2021-05-05 – 2021-06-25
Kirin Securities Limited Rep
RA 1 RA 4
2018-08-30 – 2021-02-09
DL SECURITIES (HK) LIMITED RO
RA 1 RA 4
2018-08-28 – 2018-08-30
DL SECURITIES (HK) LIMITED Rep
RA 1 RA 4
2017-09-26 – 2017-10-02
CMBC Securities Company Limited RO
RA 1 RA 4
2017-08-11 – 2017-10-02
CMBC International Futures Company Limited Rep
RA 2
2017-08-11 – 2017-10-02
CMBC Asset Management Company Limited Rep
RA 9
2017-07-28 – 2017-09-26
CMBC Securities Company Limited Rep
RA 1
2016-10-18 – 2017-07-02
Hong Kong Securities (International) Company Limited RO
RA 1
2016-10-17 – 2016-10-18
Hong Kong Securities (International) Company Limited Rep
RA 1
2013-11-22 – 2016-10-15
Wings Securities (HK) Limited RO
RA 1
2012-07-05 – 2013-11-22
Wings Securities (HK) Limited Rep
RA 1
2012-03-21 – 2012-06-30
Enlighten Securities Limited Rep
RA 1
2012-03-21 – 2012-06-30
Enlighten Futures Limited Rep
RA 2
2010-12-31 – 2011-12-31
Fulbright Futures Limited Rep
RA 2
2010-11-16 – 2022-05-24
Fulbright Securities Limited Rep
RA 1 RA 4
2006-01-12 – 2010-07-02
Hantec Securities Co. Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMU470