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OW Shin Yeuan

歐欣遠
CE AMR665Licensed IndividualSFO licence active
Official SFC record

OW Shin Yeuan (CE number AMR665) is an individual licensed by the Hong Kong SFC. First licensed on 2005-11-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 5 (Advising on futures), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 5 Advising on Futures Contracts
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeJ.P. Morgan Broking (Hong Kong) Limited

Licence Record (6)

2017-03-27 – present Current
J.P. Morgan Broking (Hong Kong) Limited Rep
RA 2 RA 5
2015-07-07 – 2015-09-25
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 2
2015-07-07 – 2015-09-25
Credit Suisse Securities (Hong Kong) Limited Rep
RA 1 RA 7
2011-08-15 – 2015-04-17
Barclays Capital Asia Limited Rep
RA 1 RA 2
2007-07-31 – 2011-05-14
Deutsche Securities Asia Limited Rep
RA 1
2005-11-09 – 2007-07-13
Demeter Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMR665