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WU Chun Wan, David

胡震寰
CE AMO642Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WU Chun Wan, David (CE number AMO642) is an individual licensed by the Hong Kong SFC. First licensed on 2005-10-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCCB Securities Limited
建行證券有限公司

Licence Record (15)

2025-10-08 – present Current
CCB Securities Limited RO
RA 1
2021-03-30 – 2025-05-16
BOCOM International Securities Limited RO
RA 1 RA 2 RA 4 RA 5
2021-03-04 – 2024-08-14
BOCOM International Securities Limited Rep
RA 1 RA 2 RA 4 RA 5
2021-01-20 – 2021-01-31
Valuable Capital Limited Rep
RA 1 RA 2 RA 5
2019-09-03 – 2020-11-15
Soochow Securities International Brokerage Limited RO
RA 1
2019-09-03 – 2020-11-15
Soochow Securities International Futures Limited RO
RA 2 RA 5
2019-06-10 – 2019-09-03
Soochow Securities International Brokerage Limited Rep
RA 1
2019-06-10 – 2019-09-03
Soochow Securities International Futures Limited Rep
RA 2
2013-04-12 – 2019-06-02
Zhongtai International Securities Limited Rep
RA 1
2013-04-12 – 2019-06-02
Zhongtai International Futures Limited Rep
RA 2
2011-08-10 – 2013-04-06
RBC Global Asset Management (Asia) Limited Rep
RA 1
2007-05-31 – 2011-07-29
BOCI Securities Limited Rep
RA 1 RA 2 RA 3
2006-01-24 – 2007-05-26
Cinda International Investment Management Limited Rep
RA 3
2005-10-14 – 2007-05-26
Cinda International Securities Limited Rep
RA 1
2005-10-14 – 2007-05-26
Cinda International Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMO642