MOK Wai Man, Derek

莫偉民

CE AMC666Licensed IndividualResponsible OfficerSFO licence active

MOK Wai Man, Derek (CE number AMC666) is an individual licensed by the Hong Kong SFC. First licensed on 2007-11-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Gateway Capital (Hong Kong) Limited

Licence Record (12)

2019-08-07 – 2025-12-31

Fubon Fund Management (Hong Kong) Limited RO

RA 1 RA 4 RA 9

2019-03-27 – 2019-08-07

Fubon Fund Management (Hong Kong) Limited Rep

RA 1 RA 4 RA 9

2017-03-22 – 2018-12-31

OnePlatform Asset Management Limited Rep

RA 1 RA 4 RA 9

2015-03-25 – 2016-09-27

RHB Asset Management Limited RO

RA 1 RA 4 RA 9

2015-01-28 – 2015-03-25

RHB Asset Management Limited Rep

RA 4 RA 9

2014-08-13 – 2015-01-26

China Securities (International) Asset Management Company Limited RO

RA 4 RA 9

2014-04-30 – 2014-08-13

China Securities (International) Asset Management Company Limited Rep

RA 9

2011-01-05 – 2014-03-20

Haitong International Asset Management (HK) Limited Rep

RA 4 RA 5 RA 9

2011-01-05 – 2014-03-20

Haitong International Asset Management Limited Rep

RA 4 RA 5 RA 9

2011-01-05 – 2014-03-20

Haitong International Investment Managers Limited Rep

RA 4 RA 9

2008-01-22 – 2010-12-15

Guotai Junan Assets (Asia) Limited Rep

RA 4 RA 9

2007-11-05 – 2008-01-08

BEA Union Investment Management Limited Rep

RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMC666