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AU YEUNG Fai Wa

歐陽輝華
CE AMB706Licensed IndividualSFO licence active
Official SFC record

AU YEUNG Fai Wa (CE number AMB706) is an individual licensed by the Hong Kong SFC. First licensed on 2005-06-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeZhongtai International Futures Limited
中泰國際期貨有限公司
RepresentativeZhongtai International Securities Limited
中泰國際證券有限公司

Licence Record (7)

2016-01-12 – present Current
Zhongtai International Securities Limited Rep
RA 1
2016-01-12 – present Current
Zhongtai International Futures Limited Rep
RA 2
2010-12-16 – 2015-12-31
Quam Securities Limited Rep
RA 1 RA 2 RA 4
2006-10-09 – 2010-12-01
Ark Securities (Hong Kong) Limited Rep
RA 1 RA 4
2006-10-09 – 2010-12-01
Provident Futures (Hong Kong) Limited Rep
RA 2 RA 5
2005-08-24 – 2006-09-16
Phillip Securities (Hong Kong) Limited Rep
RA 1 RA 4
2005-06-10 – 2006-09-16
Phillip Commodities (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMB706