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CHENG Kai Chung, Garrick

鄭啟充
CE ALW207Licensed IndividualSFO licence active
Official SFC record

CHENG Kai Chung, Garrick (CE number ALW207) is an individual licensed by the Hong Kong SFC. First licensed on 2005-03-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeWolver Hill Asset Management Asia Limited

Licence Record (8)

2025-01-24 – present Current
Wolver Hill Asset Management Asia Limited Rep
RA 9
2018-01-25 – 2024-05-17
BOCHK Asset Management Limited Rep
RA 1 RA 4 RA 9
2015-01-26 – 2015-11-16
CTI Capital Hong Kong Limited RO
RA 4 RA 9
2013-03-19 – 2015-02-06
CTI Capital Management Limited RO
RA 4 RA 9
2007-06-28 – 2012-12-01
CITIC Securities Brokerage (HK) Limited Rep
RA 4
2007-06-04 – 2007-06-04
Kingsway Financial Services Group Limited Rep
RA 4
2006-09-06 – 2007-05-23
Quam Securities Limited Rep
RA 1 RA 4
2005-03-30 – 2006-07-21
Platinum Broking Company Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALW207