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LI Chun Kit, Joseph

李駿傑
CE ALU441Licensed IndividualSFO licence active
Official SFC record

LI Chun Kit, Joseph (CE number ALU441) is an individual licensed by the Hong Kong SFC. First licensed on 2005-03-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCCB International Securities Limited
建銀國際證券有限公司

Licence Record (5)

2026-09-29 – present Current
CCB International Securities Limited Rep
RA 1 RA 4
2019-09-03 – 2021-03-04
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 2 RA 4
2012-08-30 – 2013-04-05
HSBC Securities Brokers (Asia) Limited Rep
RA 1
2005-08-15 – 2008-06-30
Bear Stearns Asia Limited Rep
RA 1
2005-03-11 – 2005-07-19
Barclays Capital Asia Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALU441