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WONG Shiu On

王秀安
CE ALQ909Licensed IndividualSFO licence active
Official SFC record

WONG Shiu On (CE number ALQ909) is an individual licensed by the Hong Kong SFC. First licensed on 2005-01-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCalibration Partners (Hong Kong) Limited
恒達資本(香港)有限公司

Licence Record (7)

2020-11-13 – present Current
Calibration Partners (Hong Kong) Limited Rep
RA 4 RA 6
2020-04-24 – 2020-09-30
Alpha Win Capital Limited Rep
RA 1 RA 4
2015-09-22 – 2019-12-23
BOCOM International (Asia) Limited RO
RA 1
2015-09-22 – 2019-12-23
BOCOM International Securities Limited RO
RA 1 RA 4
2015-05-20 – 2019-12-23
BOCOM International (Asia) Limited Rep
RA 1 RA 6
2015-05-20 – 2015-09-22
BOCOM International Securities Limited Rep
RA 1 RA 4
2005-01-31 – 2011-01-12
Barclays Capital Asia Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALQ909