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CHOW Yin Wai, Yvonne

鄒延蔚
CE ALQ872Licensed IndividualSFO licence active
Official SFC record

CHOW Yin Wai, Yvonne (CE number ALQ872) is an individual licensed by the Hong Kong SFC. First licensed on 2005-02-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNan Fung Trinity (HK) Limited

Licence Record (3)

2021-12-13 – present Current
Nan Fung Trinity (HK) Limited Rep
RA 4
2008-07-07 – 2010-11-04
Morgan Stanley Asia Limited Rep
RA 1 RA 4
2005-02-01 – 2006-08-15
Credit Agricole Securities (Asia) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALQ872