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CHUNG Wai Yan

鍾慧欣
CE ALB466Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHUNG Wai Yan (CE number ALB466) is an individual licensed by the Hong Kong SFC. First licensed on 2004-08-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerValue Partners Hong Kong Limited
惠理基金管理香港有限公司
Responsible OfficerValue Partners Limited
惠理基金管理公司

Licence Record (9)

2024-05-17 – present Current
Value Partners Hong Kong Limited RO
RA 1 RA 4 RA 9
2024-05-17 – present Current
Value Partners Limited RO
RA 1 RA 4 RA 9
2016-04-25 – 2024-05-17
Value Partners Hong Kong Limited Rep
RA 1 RA 4 RA 9
2016-04-25 – 2024-05-17
Value Partners Limited Rep
RA 1 RA 4 RA 9
2010-07-29 – 2016-02-27
LGT Investment Management (Asia) Limited Rep
RA 1 RA 4 RA 9
2009-04-02 – 2010-06-18
SEI Investments (Asia) Limited Rep
RA 4 RA 9
2006-12-23 – 2009-03-02
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2006-12-23 – 2009-03-02
Merrill Lynch Futures (Hong Kong) Limited Rep
RA 2
2004-08-06 – 2006-11-30
HSBC Global Asset Management (Hong Kong) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALB466