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YIP Kar Kay, Jonathan

葉嘉祺
CE AKX742Licensed IndividualSFO licence active
Official SFC record

YIP Kar Kay, Jonathan (CE number AKX742) is an individual licensed by the Hong Kong SFC. First licensed on 2004-07-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeFIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司

Licence Record (8)

2023-11-01 – present Current
FIL Investment Management (Hong Kong) Limited Rep
RA 1
2023-05-03 – 2023-09-15
Zerobridge Partners Advisory Limited Rep
RA 1 RA 4
2015-08-03 – 2022-10-06
Nomura International (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2013-08-08 – 2015-04-30
Merrill Lynch (Asia Pacific) Limited RO
RA 1 RA 4
2013-08-08 – 2015-04-30
Merrill Lynch Far East Limited RO
RA 1 RA 4
2011-09-01 – 2015-04-30
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4 RA 6
2011-09-01 – 2015-04-30
Merrill Lynch Far East Limited Rep
RA 1 RA 4 RA 6
2004-07-15 – 2011-07-18
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AKX742