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LUK Yuen San, Karen

陸潤珊
CE AKX264Licensed IndividualSFO licence active
Official SFC record

LUK Yuen San, Karen (CE number AKX264) is an individual licensed by the Hong Kong SFC. First licensed on 2004-07-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeUBS Securities Asia Limited

Licence Record (5)

2014-09-30 – present Current
UBS Securities Asia Limited Rep
RA 1
2011-11-04 – 2014-07-25
Citigroup Global Markets Asia Limited Rep
RA 1
2004-07-09 – 2011-10-17
Morgan Stanley Asia Limited Rep
RA 1
2004-07-09 – 2011-10-17
Morgan Stanley Hong Kong Securities Limited Rep
RA 1 RA 2
2004-07-09 – 2010-12-06
Morgan Stanley Hong Kong Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AKX264