LI Zhenyu

李震宇

CE AKN225Licensed IndividualResponsible OfficerSFO licence active

LI Zhenyu (CE number AKN225) is an individual licensed by the Hong Kong SFC. First licensed on 2004-04-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	ICBC International Futures Limited 工銀國際期貨有限公司
Responsible Officer	ICBC International Securities Limited 工銀國際證券有限公司

Licence Record (11)

2020-03-25 – present Current

ICBC International Securities Limited RO

RA 1 RA 4

2020-03-25 – present Current

ICBC International Futures Limited RO

RA 2

2019-08-02 – 2020-03-25

ICBC International Futures Limited Rep

RA 2

2019-02-20 – 2020-03-25

ICBC International Securities Limited Rep

RA 1

2017-11-06 – 2019-02-10

SMBC Nikko Securities (Hong Kong) Limited Rep

RA 1 RA 2

2017-06-26 – 2017-09-18

CITIC Securities International Global Markets Limited Rep

RA 1 RA 2

2014-01-16 – 2017-06-25

CITIC Securities Futures (HK) Limited Rep

RA 2

2013-12-11 – 2017-06-25

CITIC Securities Brokerage (HK) Limited Rep

RA 1

2011-01-11 – 2013-10-16

Mizuho Securities Asia Limited Rep

RA 1

2006-08-14 – 2008-11-27

Income Partners Asset Management (HK) Limited Rep

RA 4 RA 6 RA 9

2004-04-30 – 2006-03-20

Barclays Capital Asia Limited Rep

RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AKN225