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LI Katherine Bei

李蓓
CE AJO552Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Katherine Bei (CE number AJO552) is an individual licensed by the Hong Kong SFC. First licensed on 2004-03-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAntarctica Asset Management (Asia) Limited

Licence Record (15)

2022-10-25 – present Current
Antarctica Asset Management (Asia) Limited RO
RA 1 RA 4 RA 9
2022-09-19 – 2022-10-25
Antarctica Asset Management (Asia) Limited Rep
RA 4 RA 9
2021-10-08 – 2022-03-28
Sensible Asset Management Limited RO
RA 1 RA 4 RA 9
2021-10-08 – 2022-03-28
Value Partners Hong Kong Limited RO
RA 1 RA 4
2021-10-08 – 2022-03-28
Value Partners Limited RO
RA 1 RA 4
2021-07-29 – 2022-03-28
Value Partners Hong Kong Limited Rep
RA 1 RA 4 RA 9
2021-07-29 – 2022-03-28
Value Partners Limited Rep
RA 1 RA 4 RA 9
2021-07-29 – 2021-10-08
Sensible Asset Management Limited Rep
RA 4 RA 9
2019-08-26 – 2020-12-21
JD Asset Management Hong Kong Limited RO
RA 4 RA 9
2015-09-22 – 2017-04-10
Leonteq Securities (Hong Kong) Limited Rep
RA 1 RA 4
2010-12-06 – 2012-01-10
Morgan Stanley Hong Kong Securities Limited Rep
RA 2
2007-05-02 – 2012-01-10
Morgan Stanley Asia Limited Rep
RA 1 RA 7
2007-05-02 – 2010-12-06
Morgan Stanley Hong Kong Futures Limited Rep
RA 2 RA 7
2005-04-14 – 2007-03-30
Credit Suisse Futures (Hong Kong) Limited Rep
RA 2 RA 7
2004-03-25 – 2007-03-30
Credit Suisse (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJO552