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MANN Chi Sam

文志生
CE AJK798Licensed IndividualSFO licence active
Official SFC record

MANN Chi Sam (CE number AJK798) is an individual licensed by the Hong Kong SFC. First licensed on 2004-02-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeJPMorgan Asset Management (Asia Pacific) Limited

Licence Record (7)

2010-05-24 – present Current
JPMorgan Asset Management (Asia Pacific) Limited Rep
RA 1 RA 2 RA 4 RA 5 RA 9
2007-10-02 – 2008-11-20
Morgan Stanley Asia Limited Rep
RA 1 RA 7
2007-10-02 – 2008-11-20
Morgan Stanley Hong Kong Securities Limited Rep
RA 1
2007-10-02 – 2008-11-20
Morgan Stanley Hong Kong Futures Limited Rep
RA 2 RA 7
2005-04-14 – 2007-09-14
Credit Suisse (Hong Kong) Limited Rep
RA 1
2004-05-24 – 2007-09-14
Credit Suisse Futures (Hong Kong) Limited Rep
RA 2 RA 7
2004-02-02 – 2007-09-14
Credit Suisse Securities (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJK798