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LAU Chi Ho

劉志豪
CE AJD618Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Chi Ho (CE number AJD618) is an individual licensed by the Hong Kong SFC. First licensed on 2003-11-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerZH SECURITIES LIMITED
中昊証券有限公司

Licence Record (18)

2025-03-24 – present Current
ZH SECURITIES LIMITED RO
RA 1 RA 2 RA 4 RA 9
2018-11-01 – 2022-07-14
DT Securities & Futures Co. Limited RO
RA 1 RA 2
2015-03-24 – 2018-08-31
TFI Securities and Futures Limited RO
RA 1 RA 2
2015-02-12 – 2016-12-20
TFI Securities and Futures Limited Rep
RA 1 RA 2
2013-08-21 – 2015-02-02
Seazen Resources Futures Limited RO
RA 2
2012-09-11 – 2013-07-26
Rui Da International Finance Holding Limited RO
RA 2
2012-05-14 – 2012-09-11
Rui Da International Finance Holding Limited Rep
RA 2
2011-07-26 – 2012-04-13
Kingsway Financial Services Group Limited Rep
RA 1 RA 2
2011-03-01 – 2011-05-17
Berich Brokerage Limited Rep
RA 1
2011-03-01 – 2011-05-17
Berich Futures (H.K.) Company Limited Rep
RA 2
2010-08-12 – 2010-11-01
Enlighten Securities Limited Rep
RA 1
2010-08-12 – 2010-11-01
Enlighten Futures Limited Rep
RA 2
2010-06-01 – 2010-08-07
MFG Limited Rep
RA 1 RA 2
2007-06-05 – 2008-11-24
Shanxi Securities International Financial Holdings Limited Rep
RA 2
2007-02-12 – 2007-05-31
Roctec Securities Company Limited Rep
RA 1
2007-02-12 – 2007-05-31
Roctec Futures Trading Company Limited Rep
RA 2
2003-11-03 – 2006-07-31
Phillip Securities (Hong Kong) Limited Rep
RA 1
2003-11-03 – 2006-07-31
Phillip Commodities (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJD618