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Roctec Securities Company Limited

鷹達證券有限公司
CE AAF100Licensed Corporation
Date of licence (SFO)
2005-09-14
Register as of
2026-07-23
Last indexed
2026-07-23 18:05 UTC
Official SFC record

Roctec Securities Company Limited is a Hong Kong SFC licensed corporation (CE number AAF100). First licensed on 2005-09-14. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2005-09-14
RA 4Advising on Securities就證券提供意見2005-09-14
RA 9Asset Management提供資產管理2005-09-14

HKEX Participantships (5)

SEOCH Clearing Participant Stock Options Participant HKSCC Clearing Participant #B01246 SEHK Participant #01246 Trade-through Exchange Participant #01246

Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.

Responsible Officers (2)

CE No.NameChinese
AAF034LEONG Ka Chai梁家齊
AED496LAM Lai Ping, Clarissa林麗萍

Representatives (1)

CE No.NameChinese
APM140YEUNG Hoi Keung楊海強

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/AAF100