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LI Hon Leung

李漢良
CE AJC118Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Hon Leung (CE number AJC118) is an individual licensed by the Hong Kong SFC. First licensed on 2003-07-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerChina Xin Yongan Futures Company Limited
中國新永安期貨有限公司
Responsible OfficerXin Yongan International Asset Management Company Limited
新永安國際資產管理有限公司
Responsible OfficerXin Yongan International Securities Company Limited
新永安國際證券有限公司

Licence Record (29)

2019-08-07 – present Current
China Xin Yongan Futures Company Limited RO
RA 2 RA 5
2018-11-09 – present Current
Xin Yongan International Asset Management Company Limited RO
RA 4 RA 9
2018-10-12 – present Current
Xin Yongan International Securities Company Limited RO
RA 1
2018-01-10 – 2018-02-28
BG Asset Management Limited RO
RA 9
2016-04-18 – 2017-07-23
DA International Financial Service Limited RO
RA 1 RA 2
2015-11-17 – 2016-02-20
Bridgeway Prime Shop Fund Management Limited Rep
RA 9
2015-10-30 – 2016-02-20
Bridgeway Prime Shop Fund Management Limited RO
RA 1 RA 4
2014-07-25 – 2015-05-29
HGNH International Forex Co., Limited Rep
RA 3
2014-07-25 – 2015-05-29
HGNH International Asset Management Co., Limited Rep
RA 9
2014-05-16 – 2015-05-29
HGNH International Futures Co., Limited Rep
RA 2
2014-01-08 – 2015-05-29
HGNH International Securities Co., Limited RO
RA 1
2012-04-17 – 2012-11-30
Everbright Securities Digital Finance (HK) Limited Rep
RA 1
2012-04-17 – 2012-11-30
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2012-04-17 – 2012-11-30
CES Commodities (HK) Limited Rep
RA 2
2012-04-17 – 2012-11-30
CES Forex (HK) Limited Rep
RA 3
2011-12-29 – 2012-03-23
RaffAello Securities (HK) Limited RO
RA 1
2011-11-02 – 2011-12-29
RaffAello Securities (HK) Limited Rep
RA 1
2011-03-03 – 2011-10-15
Quam Securities Limited Rep
RA 1 RA 2
2010-07-23 – 2010-12-06
MIB Securities (Hong Kong) Limited Rep
RA 1
2010-07-23 – 2010-12-06
MIB Futures (Hong Kong) Limited Rep
RA 2
2010-03-25 – 2011-02-22
Bright Smart Securities International (H.K.) Limited Rep
RA 1
2010-03-25 – 2011-02-22
Bright Smart Futures & Commodities Company Limited Rep
RA 2
2009-09-09 – 2010-03-13
Phillip Securities (Hong Kong) Limited Rep
RA 1 RA 4
2009-09-09 – 2010-03-13
Phillip Commodities (HK) Limited Rep
RA 2 RA 5
2008-08-12 – 2009-08-27
Chief Securities Limited Rep
RA 1
2008-08-12 – 2009-08-27
Chief Commodities Limited Rep
RA 2
2005-05-26 – 2008-07-30
Haitong International Futures Limited Rep
RA 2
2005-01-24 – 2008-07-30
Haitong International Securities Company Limited Rep
RA 1 RA 3
2003-07-24 – 2003-10-17
Cinda International Investment Management Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJC118