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CHAN Mang Kiu

陳漫橋
CE AIS524Licensed IndividualSFO licence active
Official SFC record

CHAN Mang Kiu (CE number AIS524) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeROC Partners (HK) Limited
鵬豐資本有限公司

Licence Record (9)

2021-06-28 – present Current
ROC Partners (HK) Limited Rep
RA 1 RA 4
2019-10-11 – 2021-03-05
Probitas Hong Kong Limited RO
RA 1 RA 4
2015-09-17 – 2019-03-18
CDH Investments Management (Hong Kong) Limited Rep
RA 1 RA 4
2012-09-14 – 2019-10-11
Probitas Hong Kong Limited Rep
RA 1 RA 4
2012-03-12 – 2012-05-28
MUFG Securities Asia Limited Rep
RA 1 RA 6
2009-02-09 – 2010-06-24
ICG Asia Pacific Limited RO
RA 4
2007-05-22 – 2009-02-09
ICG Asia Pacific Limited Rep
RA 4
2006-08-10 – 2007-03-01
CITIC CLSA Capital Partners HK Limited Rep
RA 4 RA 9
2003-04-01 – 2006-07-19
CVC Asia Pacific Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AIS524