AU-YEUNG Yan Lun

歐陽欣麟

CE AIB802Licensed IndividualResponsible OfficerSFO licence active

AU-YEUNG Yan Lun (CE number AIB802) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	WRise Capital Limited 昇世資本有限公司
Responsible Officer	WRise Prestige Securities Limited 昇世匯盈證券有限公司

Licence Record (14)

2025-08-26 – present Current

WRise Prestige Securities Limited RO

RA 1

2025-03-24 – present Current

WRise Capital Limited RO

RA 6

2019-06-11 – 2024-09-21

Soochow Securities International Brokerage Limited RO

RA 1

2019-06-11 – 2024-09-21

Soochow Securities International Capital Limited RO

RA 6

2019-05-02 – 2019-06-11

Soochow Securities International Brokerage Limited Rep

RA 1

2019-05-02 – 2019-06-11

Soochow Securities International Capital Limited Rep

RA 6

2016-11-22 – 2019-04-30

Shenwan Hongyuan Capital (H.K.) Limited RO

RA 1 RA 6

2016-09-05 – 2019-04-30

Shenwan Hongyuan Capital (H.K.) Limited Rep

RA 1 RA 4 RA 6

2015-04-15 – 2016-08-22

Celestial Capital Limited RO

RA 1 RA 6

2013-12-11 – 2015-03-30

LY Capital Limited RO

RA 1 RA 6

2008-04-29 – 2013-11-30

Central China International Capital Limited RO

RA 1 RA 6

2007-10-05 – 2008-09-01

SBI E2-Capital Partners Limited Rep

RA 6

2004-11-23 – 2009-04-29

Central China International Capital Limited Rep

RA 1 RA 6

2003-04-01 – 2004-10-28

Core Pacific-Yamaichi Capital Limited Rep

RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AIB802