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YEN Chang Chi, George

嚴昌麒
CE AHU592Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YEN Chang Chi, George (CE number AHU592) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChina Securities (International) Corporate Finance Company Limited
中信建投(國際)融資有限公司

Licence Record (4)

2020-03-31 – present Current
China Securities (International) Corporate Finance Company Limited RO
RA 1 RA 6
2006-10-23 – 2012-12-12
DBS Asia Capital Limited Rep
RA 1 RA 4 RA 6
2005-06-02 – 2006-09-22
Guotai Junan Capital Limited Rep
RA 6
2003-04-01 – 2005-05-27
PricewaterhouseCoopers Corporate Finance Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AHU592