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CHEUNG Kwok Lung, James

張國龍
CE AGW422Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHEUNG Kwok Lung, James (CE number AGW422) is an individual licensed by the Hong Kong SFC. First licensed on 2006-10-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBOCI Asia Limited
中銀國際亞洲有限公司
Responsible OfficerBOCI Securities Limited
中銀國際證券有限公司

Licence Record (6)

2022-08-11 – present Current
BOCI Asia Limited RO
RA 1 RA 6
2022-08-11 – present Current
BOCI Securities Limited RO
RA 1 RA 4
2015-01-16 – 2022-02-28
CCB International Capital Limited RO
RA 1 RA 4 RA 6
2014-10-15 – 2015-01-16
CCB International Capital Limited Rep
RA 1 RA 4 RA 6
2008-09-08 – 2014-07-15
Standard Chartered Securities (Hong Kong) Limited RO
RA 1 RA 4 RA 6
2006-10-11 – 2013-11-08
Standard Chartered Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGW422