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LEUNG Ching Wan, Catherine

梁靜筠
CE AGS493Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEUNG Ching Wan, Catherine (CE number AGS493) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAlex KY Wong Asset Management Company Limited
黃國英資產管理有限公司

Licence Record (9)

2022-06-15 – present Current
Alex KY Wong Asset Management Company Limited RO
RA 4 RA 9
2018-11-15 – 2022-03-28
Ample Capital Limited RO
RA 4 RA 9
2007-01-08 – 2019-08-30
Alpha Financial Group Limited Rep
RA 1
2007-01-08 – 2018-11-15
Ample Capital Limited Rep
RA 9
2005-06-08 – 2006-12-29
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1
2005-06-08 – 2006-12-29
Shenwan Hongyuan Asset Management (Asia) Limited Rep
RA 9
2003-11-27 – 2005-06-06
Wings Securities (HK) Limited Rep
RA 1
2003-11-27 – 2005-06-06
China Rich Asset Management Limited Rep
RA 9
2003-04-01 – 2003-11-10
Yunfeng Financial Markets Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGS493