WONG Wing Fai, Duncan

黃榮輝

CE AGR426Licensed IndividualSFO licence active

WONG Wing Fai, Duncan (CE number AGR426) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

RA 7 Providing Automated Trading Services

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Representative	PGIM (Hong Kong) Limited 保德信(香港)有限公司

Licence Record (9)

2024-09-01 – present Current

PGIM (Hong Kong) Limited Rep

RA 1 RA 4

2024-06-21 – 2024-08-31

PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments, PGIM Private Alternatives and Jennison Associates) Rep

RA 1 RA 4

2023-04-24 – 2024-06-05

Schroder Investment Management (Hong Kong) Limited Rep

RA 1

2022-08-01 – 2023-04-02

Amundi Hong Kong Limited Rep

RA 1

2017-07-31 – 2022-07-12

Threadneedle Portfolio Services Hong Kong Limited RO

RA 1

2011-05-09 – 2017-07-31

Threadneedle Portfolio Services Hong Kong Limited Rep

RA 1

2003-07-02 – 2005-11-01

Janus Henderson Investors Hong Kong Limited Rep

RA 1 RA 4

2003-04-01 – 2003-06-16

Merrill Lynch (Asia Pacific) Limited Rep

RA 1 RA 4 RA 6 RA 7 RA 9

2003-04-01 – 2003-06-16

Merrill Lynch Far East Limited Rep

RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGR426