AU Fung Lan

歐鳳蘭

CE AGP056Licensed IndividualResponsible OfficerSFO licence active

AU Fung Lan (CE number AGP056) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
Representative	China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司

Licence Record (10)

2019-03-15 – present Current

China Securities (International) Corporate Finance Company Limited Rep

RA 1

2013-04-08 – present Current

China Securities (International) Corporate Finance Company Limited RO

RA 6

2009-03-27 – 2013-01-03

China Merchants Securities (HK) Co., Limited RO

RA 6

2009-01-21 – 2009-03-27

China Merchants Securities (HK) Co., Limited Rep

RA 6

2007-09-21 – 2008-09-11

BOCOM International (Asia) Limited RO

RA 6

2006-06-01 – 2008-03-03

BOCOM International Holdings Company Limited RO

RA 6

2005-09-01 – 2006-06-01

BOCOM International Holdings Company Limited Rep

RA 6

2004-01-28 – 2005-09-01

Kingsway Capital Limited Rep

RA 6

2004-01-28 – 2005-09-01

Kingsway Financial Services Group Limited Rep

RA 6

2003-04-01 – 2004-01-28

TIS Securities (HK) Limited Rep

RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGP056