LEE Wai Kei

李偉基

CE AGE853Licensed IndividualSFO licence active

LEE Wai Kei (CE number AGE853) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (7)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 6 Advising on Corporate Finance

RA 7 Providing Automated Trading Services

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Representative	Tiger Brokers (HK) Global Limited 老虎證券（香港）環球有限公司

Licence Record (10)

2023-10-03 – present Current

Tiger Brokers (HK) Global Limited Rep

RA 1 RA 2 RA 4

2020-02-26 – 2023-08-11

Haitong International Securities Company Limited Rep

RA 1 RA 4

2020-02-26 – 2023-08-11

Haitong International Futures Limited Rep

RA 2

2018-09-11 – 2019-11-08

SG Securities (HK) Limited Rep

RA 1 RA 2 RA 7

2015-08-31 – 2018-05-25

Citigroup Global Markets Asia Limited Rep

RA 1

2007-05-25 – 2015-06-12

BNP Paribas Securities (Asia) Limited Rep

RA 1

2006-04-28 – 2011-12-30

Paribas Asia Equity Limited (trading as Paribas) Rep

RA 1

2005-04-25 – 2006-02-28

Credit Agricole Securities (Asia) Limited Rep

RA 1

2003-04-01 – 2005-03-02

Merrill Lynch (Asia Pacific) Limited Rep

RA 1 RA 4 RA 6 RA 7 RA 9

2003-04-01 – 2005-03-02

Merrill Lynch Futures (Hong Kong) Limited Rep

RA 2 RA 5 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGE853