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CHANG Cho Yam, Joseph

張祖蔭
CE AGB116Licensed IndividualSFO licence active
Official SFC record

CHANG Cho Yam, Joseph (CE number AGB116) is an individual licensed by the Hong Kong SFC. First licensed on 2004-11-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeKingsway Financial Services Group Limited
滙富金融服務有限公司
RepresentativeKingsway SW Asset Management Limited
滙富資產管理有限公司

Licence Record (21)

2022-09-29 – present Current
Kingsway SW Asset Management Limited Rep
RA 9
2004-11-03 – present Current
Kingsway Financial Services Group Limited Rep
RA 1 RA 4 RA 6 RA 9
2018-03-08 – 2021-10-18
Tongfang Securities Limited Rep
RA 1
2017-09-29 – 2021-10-18
Tongfang Capital Limited RO
RA 6
2015-10-09 – 2017-01-28
Gransing Securities Co., Limited RO
RA 1 RA 4 RA 6
2015-08-12 – 2017-01-28
Gransing Securities Co., Limited Rep
RA 1 RA 9
2015-02-13 – 2015-02-13
Frontier Capital Investment Limited Rep
RA 6
2014-12-18 – 2015-02-13
Frontier Capital Investment Limited RO
RA 1 RA 4 RA 6
2013-01-07 – 2013-07-09
RHB Capital Hong Kong Limited RO
RA 1
2011-10-31 – 2012-10-05
ABCI Securities Company Limited Rep
RA 1 RA 4
2011-10-27 – 2012-10-05
ABCI Capital Limited RO
RA 1
2011-08-23 – 2012-10-05
ABCI Capital Limited Rep
RA 1 RA 6
2010-12-31 – 2011-04-19
MUFG Securities Asia Limited Rep
RA 4 RA 6
2010-12-31 – 2011-04-19
MUFG Securities Asia Limited RO
RA 1
2009-05-26 – 2013-07-09
RHB Capital Hong Kong Limited Rep
RA 1 RA 6
2009-04-07 – 2013-07-09
RHB Securities Hong Kong Limited Rep
RA 1 RA 4
2009-02-12 – 2009-03-23
Goldin Equities Limited Rep
RA 1
2008-10-13 – 2008-11-14
DBS Asia Capital Limited Rep
RA 1 RA 4 RA 6
2008-08-14 – 2008-10-01
Kingsway Capital Limited RO
RA 1
2007-11-19 – 2008-10-01
Kingsway Financial Services Group Limited RO
RA 1
2004-11-03 – 2008-10-01
Kingsway Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGB116