YUE Pui Lam

余佩琳

CE AGA571Licensed IndividualSFO licence active

YUE Pui Lam (CE number AGA571) is an individual licensed by the Hong Kong SFC. First licensed on 2004-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

Roles & Accreditations (1)

Capacity	Company / Institution
Representative	Kingsway Financial Services Group Limited 滙富金融服務有限公司

Licence Record (13)

2006-11-01 – present Current

Kingsway Financial Services Group Limited Rep

RA 1 RA 2 RA 4

2017-12-21 – 2018-08-24

GEO Securities Limited RO

RA 1 RA 4

2017-10-18 – 2017-12-21

GEO Securities Limited Rep

RA 1 RA 4

2016-11-01 – 2017-09-13

KuCoin Commodity Futures Limited Rep

RA 2

2016-07-22 – 2017-09-13

KuCoin HK Limited Rep

RA 1 RA 4

2015-01-07 – 2015-04-06

Yue Xiu Securities Company Limited Rep

RA 1 RA 2 RA 4

2015-01-07 – 2015-04-06

Yue Xiu Futures Company Limited Rep

RA 2

2011-09-09 – 2013-08-03

ABCI Securities Company Limited Rep

RA 1 RA 4

2009-09-03 – 2011-09-01

Southwest Securities (HK) Brokerage Limited Rep

RA 1

2009-09-03 – 2011-09-01

Southwest Securities (HK) Futures Limited Rep

RA 2

2006-05-22 – 2006-08-14

SBI China Capital Securities Limited Rep

RA 1

2004-04-01 – 2005-03-10

Shenwan Hongyuan Securities (H.K.) Limited Rep

RA 1

2004-04-01 – 2005-03-10

Shenwan Hongyuan Futures (H.K.) Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGA571