LO Mun Keung

羅滿強

CE AFV442Licensed IndividualResponsible OfficerSFO licence active

LO Mun Keung (CE number AFV442) is an individual licensed by the Hong Kong SFC. First licensed on 2005-02-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Yue Xiu Securities Company Limited 越秀証券有限公司

Licence Record (11)

2018-01-05 – present Current

Yue Xiu Securities Company Limited RO

RA 1 RA 2 RA 4 RA 5

2020-04-27 – 2024-07-26

Yue Xiu Futures Company Limited RO

RA 2 RA 5

2018-03-08 – 2020-04-27

Yue Xiu Futures Company Limited Rep

RA 2 RA 5

2017-06-28 – 2018-01-05

Yue Xiu Securities Company Limited Rep

RA 1 RA 4

2013-06-05 – 2017-06-07

Zhongtai International Securities Limited RO

RA 4

2013-02-14 – 2017-06-07

Zhongtai International Securities Limited Rep

RA 1

2010-06-21 – 2013-01-20

GF Securities (Hong Kong) Brokerage Limited RO

RA 4

2009-05-07 – 2013-01-20

GF Securities (Hong Kong) Brokerage Limited Rep

RA 1 RA 4

2007-05-03 – 2009-02-24

Galaxy Asset Management (H.K.) Limited Rep

RA 4 RA 5 RA 9

2005-02-25 – 2007-04-12

Shenwan Hongyuan Securities (H.K.) Limited Rep

RA 1

2005-02-25 – 2007-04-12

Shenwan Hongyuan Research (H.K.) Limited Rep

RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFV442